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EQUUS TOTAL RETURN, INC. (EQS) Ownership Summary
Institutional Holders
Total Number of Holders 11
% of Shares Outstanding 1.61%
Total Shares Held 218,220
Total Value of Holdings $320,783.40
Net Activity (1,146)
 
Top 5 Holders Shares Held Shares Changed
FNY INVESTMENT ADVISERS, LLC 69,852 (18,412)
SHUFRO ROSE & CO LLC 60,000 0
MORGAN STANLEY 35,666 0
CSS LLC/IL 22,999 0
SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,222 12,222

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Insider Trades
 Last 3 mos.Last 12 mos.
Number of Insider Trades00
Number of Buys00
Number of Sells00
Net Activity 0 0
 
Top 5 TradesShares Traded Date
KNAUSS ROBERT L1,0007/14/2023

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5% Ownership (SC 13D & SC 13G Filings)
View Form   Filer  Received  Period 
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View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G/A   RADOFF BRADLEY LOUIS  02/13/24   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G/A   HORBERG HOWARD TODD  02/12/24   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G/A   RADOFF BRADLEY LOUIS  02/14/23   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G   HORBERG HOWARD TODD  10/07/22   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13D/A   LAZAR DAVID E.  07/11/22   File this document to a folder.