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GLADSTONE INVESTMENT CORPORATION\DE (GAIN) Ownership Summary
Institutional Holders
Total Number of Holders 96
% of Shares Outstanding 14.84%
Total Shares Held 5,443,664
Total Value of Holdings $71,094,251.84
Net Activity 238,429
 
Top 5 Holders Shares Held Shares Changed
MELIA WEALTH LLC 969,186 23,647
VAN ECK ASSOCIATES CORP 845,074 140,723
LEGAL & GENERAL GROUP PLC 292,690 16,400
TWO SIGMA ADVISERS, LP 239,842 18,300
TWO SIGMA INVESTMENTS, LP 215,100 (9,234)

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Insider Trades
 Last 3 mos.Last 12 mos.
Number of Insider Trades01
Number of Buys01
Number of Sells00
Net Activity 0 650
 
Top 5 TradesShares Traded Date
EASTON RACHAEL Z.65011/6/2023
DULLUM DAVID A R5,0008/7/2023
EASTON RACHAEL Z.3753/16/2023
DULLUM DAVID A R3,0003/14/2023
WILKINSON WALTER H3,6612/6/2023

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5% Ownership (SC 13D & SC 13G Filings)
View Form   Filer  Received  Period 
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View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G/A   RIVERNORTH CAPITAL MANAGEMENT, LLC  02/14/19   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G/A   KARPUS MANAGEMENT, INC.  02/14/18   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G   RIVERNORTH CAPITAL MANAGEMENT, LLC  02/14/18   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G   KARPUS MANAGEMENT, INC.  10/11/16   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G   VAN BERKOM & ASSOCIATES INC.  07/20/16   File this document to a folder.