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FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) Ownership Summary
Institutional Holders
Total Number of Holders 39
% of Shares Outstanding 31.76%
Total Shares Held 4,562,856
Total Value of Holdings $18,616,452.48
Net Activity (382,570)
 
Top 5 Holders Shares Held Shares Changed
LPL FINANCIAL LLC 1,112,450 73,102
SABA CAPITAL MANAGEMENT, L.P. 1,108,373 470,628
MORGAN STANLEY 567,120 9,380
CONSOLIDATED PORTFOLIO REVIEW CORP 218,118 (348,044)
RIVERNORTH CAPITAL MANAGEMENT, LLC 211,222 161,667

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Insider Trades
 Last 3 mos.Last 12 mos.
Number of Insider Trades00
Number of Buys00
Number of Sells00
Net Activity 0 0
 
Top 5 TradesShares Traded Date
WRIGHT BRONWYN 0 9/10/2023
MALTBIE DEREK 0 6/5/2023

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5% Ownership (SC 13D & SC 13G Filings)
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View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13D/A   SABA CAPITAL MANAGEMENT, L.P.  05/14/24   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13D   SABA CAPITAL MANAGEMENT, L.P.  04/29/24   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G/A   LPL FINANCIAL LLC  02/09/24   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G   LPL FINANCIAL LLC  02/03/23   File this document to a folder.
View Filing in HTMLView Filing in RTFView Filing in PDFView Filing in ExcelView Filing in Original Format  SC 13G   NOVA R WEALTH, INC.  02/06/18   File this document to a folder.